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: Securities Law Prof Blog

SEC Proposes Rule on Acknowledgement & Verification of SBSs

By Securites Lawprof

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The SEC is proposing a rule governing the way in which certain security-based swap transactions are acknowledged and verified by the parties who enter into them. Under the proposed rule, security-based swap dealers and major security-based swap participants, collectively known...

Full post as published by Securities Law Prof Blog on January 15, 2011 (boomark / email).

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