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Academic

: Securities Law Prof Blog

SEC Proposes Overhaul of Rule 15a-6

By Securites Lawprof

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At its open meeting the SEC also considered a recommendation from the Division of Trading and Markets to amend Rule 15a-6 under the Exchange Act. Rule 15a-6 provides a framework under which U.S. investors can obtain services from foreign broker-dealers....

Full post as published by Securities Law Prof Blog on June 25, 2008 (boomark / email).

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