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: Securities Law Prof Blog

SEC CHARGES JOSEPH A. DAWSON IN $3.8 MILLION OFFERING FRAUD AND WITH INSIDER TRADING

By Securites Lawprof

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The SEC announced that on March 8, 2011, it filed a civil injunctive action in the United States District Court for the Northern District of Illinois against Joseph A. Dawson, the president and owner of Dawson Trading, LLC. Dawson purportedly...

Full post as published by Securities Law Prof Blog on March 08, 2011 (boomark / email).

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