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: Securities Law Prof Blog

SEC Bars Attorney for Unethical and Improper Professional Conduct

By Securites Lawprof

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The SEC recently determined that an attorney who engaged in unethical and improper professional conduct while representing prospective witness in Commission administrative proceeding, in violation of state bar disciplinary rules, should be permanently barred from appearing or practicing before the...

Full post as published by Securities Law Prof Blog on November 11, 2010 (boomark / email).

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