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Academic

: Securities Law Prof Blog

SEC Approves Rule Change on RR's Outside Business Activities

By Securites Lawprof

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The SEC granted approval to FINRA Rule 3270 (Outside Business Activities of Registered Persons). As part of the process of developing a new consolidated rulebook, FINRA proposed to adopt NASD Rule 3030 (Outside Business Activities of an Associated Person) as...

Full post as published by Securities Law Prof Blog on August 30, 2010 (boomark / email).

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