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: Securities Law Prof Blog

SEC Approves Amendments to FINRA Arbitration Rules

By Securites Lawprof

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On December 18, the SEC approved amendments to the FINRA arbitration rules. While mostly of a housekeeping nature, the one amendment that could affect investors is a provision that states that customers may be responsible for hearing fees if they...

Full post as published by Securities Law Prof Blog on December 21, 2009 (boomark / email).

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