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: Securities Law Prof Blog

Regulators Release Report on Best Practices for Senior Investors

By Securites Lawprof

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As part of the SEC's third annual Seniors Summit, the staff of the SEC, along with FINRA and NASAA, released a joint report outlining practices that financial services firms can use to strengthen their policies and procedures for serving older...

Full post as published by Securities Law Prof Blog on September 22, 2008 (boomark / email).

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