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Academic

: Securities Law Prof Blog

Prudential Financial Settles Financial Reporting Charges

By Securites Lawprof

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On August 6, 2008, the SEC and Prudential Financial, Inc., a leading provider of financial services, settled charges that Prudential violated the financial reporting, books-and-records, and internal control provisions of the Securities Exchange Act of 1934. The SEC alleged that...

Full post as published by Securities Law Prof Blog on August 06, 2008 (boomark / email).

Lawsuits and Settlements

Financial Elder Abuse - Financial Exploitation, Elder Abuse Lawyers
Financial Elder Abuse alleging seniors are taken advantage of for their finances.

Frank Bluestein, The Maximum Financial Group, Inc., Questar Capital Corporation, and Gunnallen Financial, Inc.
alleging schemed investors out of hundreds of millions of dollars.

Prudential veterans' lawsuit
Families of Deceased Veterans Sue Prudential

Meta Financial Group, Inc CASH Securities Fraud
Meta Financial Group, Inc CASH

Meta Financial Group, Inc 401(k) / ERISA Stock Fraud
Meta Financial Group, Inc 401(k) / ERISA Stock Fraud

Regions Financial Corporation 401(k) / ERISA Stock Fraud
Regions Financial Corporation 401(k) / ERISA Stock Fraud

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