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: Securities Law Prof BlogPequot Capital Management CEO Settles Charges of Insider Trading in Microsoft
By Securites Lawprof
Full post as published by Securities Law Prof Blog on May 28, 2010 (boomark / email).
Microsoft
Settles with Arizona for $4.4 Million
Petroleum Mishaps
BP settles $9.75 million mis-management suit.
$100 Million in Dell Fraud Charges Settlement
Dell Settles Fraud Charges for $100 Million
Trading Fraud
Former stock trader to pay $55,000 in CFTC settlement.
Pacific Capital Bancorp 401(k) / ERISA Stock Fraud
Pacific Capital Bancorp 401(k) / ERISA Stock Fraud
Kohlberg Capital Corporation 401(k) / ERISA Stock Fraud
Kohlberg Capital Corporation 401(k) / ERISA Stock Fraud

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