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Academic

: Securities Law Prof Blog

Key Provisions of Proposed Investor Protection Legislation--Part II

By Securites Lawprof

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Yesterday I examined the provisions of the proposed Investor Protection Act of 2009 (Download InvestorProtectionAct2009) that deal with the Investor Advisory Committee (sec. 911), the Establishment of a Fiduciary Duty for Brokers, Dealers and Investment Advisers and the Harmonization of...

Full post as published by Securities Law Prof Blog on July 14, 2009 (boomark / email).

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