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: Securities Law Prof Blog

FINRA Proposes Increase in Amount for One-Arbitrator Cases

By Securites Lawprof

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FINRA announced it has filed a proposed rule change with the SEC to have investor cases with claims of up to $100,000 in dispute heard by a single public arbitrator, an increase from $50,000. One arbitrator would be assigned to...

Full post as published by Securities Law Prof Blog on September 28, 2008 (boomark / email).

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