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: Securities Law Prof Blog

FINRA Increases Margin Requirements for Leveraged ETFs

By Securites Lawprof

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Effective December 1, 2009, FINRA is implementing increased customer margin requirements for leveraged ETFs and uncovered options overlying leveraged ETFs, in accordance with NASD Rule 2520 and incorporated NYSE Rule 431. ETFs are typically registered unit investment trusts (UITs) or...

Full post as published by Securities Law Prof Blog on September 02, 2009 (boomark / email).

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