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Academic

: Securities Law Prof Blog

FINRA Disciplines CEO of Investprivate

By Securites Lawprof

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A FINRA Hearing Panel issued a decision that imposed a 90-day suspension, a concurrent 10-day suspension, and a $12,500 fine against Scott Mathis, Chairman and CEO of New York's Investprivate, Inc. (now known as DPEC Capital, Inc.), for failing to...

Full post as published by Securities Law Prof Blog on March 24, 2008 (boomark / email).

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