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: Securities Law Prof Blog

Citigroup Settles FINRA Charges of Publishing Non-Bona Fide Quotations

By Securites Lawprof

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FINRA announced today that it has imposed a $2 million fine against Citigroup Global Markets for the erroneous publication of non-bona fide quotations and transactions at and around the NASDAQ market opening on a Quadruple Witch Expiration Friday; systemic Order...

Full post as published by Securities Law Prof Blog on March 17, 2009 (boomark / email).

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