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: The BLT: The Blog of Legal Times

SEC Reaches $119 Million Settlement with Charles Schwab

By Jenna Greene

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The Securities and Exchange Commission is starting the year with a bang, announcing a $119 million settlement with the Charles Schwab Corp. for misleading investors and failing to prevent the misuse of nonpublic information. The SEC also charged two Schwab...

Full post as published by The BLT: The Blog of Legal Times on January 11, 2011 (boomark / email).

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Charles Schwab Terminates Settlement Over YieldPlus Fund

Charles Schwab proposes $200M settlement for investor class action suit

Charles Schwab Entities Settle SEC Charges Relating to YieldPlus Fund for $118 Million

Schwab Settles Suit Over Mortgage-Backed Securities

New York AG Sues Schwab over ARS

FINRA and Charles Schwab Settle Charges Related to Marketing of YieldPlus Fund

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