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: Securities Law Prof Blog

New York AG Sues Schwab over ARS

By Securites Lawprof

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Attorney General Andrew M. Cuomo today filed a lawsuit against Charles Schwab & Co. (?Schwab?) charging the discount brokerage firm for falsely representing auction rate securities as liquid, short-term investments without discussing the risks. According to the Attorney General, Schwab...

Full post as published by Securities Law Prof Blog on August 17, 2009 (boomark / email).

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