ADVERTISEMENT



Google       

Home -> Law Blog Directory -> Corporate & Securities Law Blogs -> Jim Hamilton's World of Securities Regulation

OR PHONE (866) 635-1838 for Bankruptcy Help, (866) 635-6190 for Divorce,
(866) 635-2689 for Personal Injury or (866) 635-9402 for Criminal Defense

Find a Local Lawyer

Bankruptcy (866) 635-1838
Divorce (866) 635-6190
Personal Injury (866) 635-2689
Criminal Defense (866) 635-9402

Bookmark

Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

Colorado Adopts BD, Sales Rep. and IA/IAR Rule Amendments

By Jim Hamilton

ADVERTISEMENTS
Adding new solicitation and custody rules for investment advisers, modifying licensing exam requirements for sales and investment adviser representatives, providing a time frame for abandoning licensing applications, and changing NASD to FINRA to reflect the current name of the organization were the amendments adopted by the Colorado Securities Division, effective 11-30-2010.

For more information, please see http://www.dora.state.co.us/securities

Full post as published by Jim Hamilton's World of Securities Regulation on November 17, 2010 (boomark / email).

Bloggers, promote your law blog by nominating your blog for inclusion in USLaw.com's Law Blog Directory and RSS Reader. Benefits described.
Related Law Articles

Copyright Lawsuits: Critical Issues Before Filing Copyright
Federa Rule 11(b) Considerations

Lawsuits and Settlements

Restaurant Explosions
Injures 6 In Peublo, Colorado

Colorado Firm Recalls Beef Products
Due To Possible E. coli Contamination

Female Sales Reps Win Gender Case Against Novartis
Female Sales Reps Win Gender Case Against Novartis

YTB International
Sales Agents Seek Class Action

Ticketmaster
FacesThird Class Action Alleging Fraud Related to Ticket Sales

Coca-Cola Co.
has agreed to pay $137.5 million to settle a securities lawsuit claiming the company artificially inflated sales to boost its stock price.

Related Searches

























































































































US Law
#1 Online Legal Resource













Your Blog Subscriptions
Subscribe to blogs

10,000+ Law Job Listings
Lawyer . Police . Paralegal . Etc
Earn a law-related degree
Are you the author of this blog? Adding USLaw.com to your Blogroll increases relevance. You qualify to display a USLaw Network badge.
Suggest changes to this blog's description or nominate another for inclusion. Register for updates.


Practice Area
Zip Code:

Contact a Lawyer Now!






0.0126 secs (new cache)