Home -> Law Blog Directory -> Corporate & Securities Law Blogs -> Jim Hamilton's World of Securities Regulation

Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

New Mexico Proposes Eliminating Form U-2 from Rule 506 Notice Filing Requirement

By Jim Hamilton

Form U-2, Uniform Consent to Service of Process, would be eliminated from the Rule 506 notice filing requirement, as proposed by the New Mexico Securities Division. With this requirement eliminated, issuers would file Form D and a $350 fee.

Written comments. Interested person may submit written comments about the proposed rule amendment to Marianne Woodard, Attorney, Securities Division, New Mexico Regulation and Licensing Department, 2550 Cerillos Rd., Toney Anaya Bldg 3rd Floor, Santa Fe, New Mexico 87505, or by fax to Ms. Woodard at (505) 984-0617. Written comment must be submitted by 5:00 p.m. on November 15, 2010.

For more information, please see http://www.rld.state.nm.us/Securities/index.html

Full post as published by Jim Hamilton's World of Securities Regulation on October 20, 2010 (boomark / email).