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: Securities Law Prof Blog

SEC Cautions Rating Agencies about Deceptive Ratings Conduct and Internal Controls

By Securites Lawprof

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The SEC today issued a report cautioning credit rating agencies about deceptive ratings conduct and the importance of sufficient internal controls over the policies, procedures, and methodologies the firms use to determine credit ratings. The SEC's Report of Investigation stems...

Full post as published by Securities Law Prof Blog on August 31, 2010 (boomark / email).

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