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: Securities Law Prof Blog

FINRA Proposes Two Changes to Arbitration Codes

By Securites Lawprof

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The SEC published for public comment two minor revisions to the FINRA Codes of Arbitration Procedure for Customer and Industry Disputes: to Amend the Chairperson Eligibility Requirements and to Permit Submissions to Arbitrators After a Case Has Closed Under Limited...

Full post as published by Securities Law Prof Blog on March 20, 2008 (boomark / email).

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