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: Securities Law Prof Blog

SEC's Corp Finance Waives Reg AB's Requirement of Ratings Disclosure for 6 Months

By Securites Lawprof

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The SEC's Division of Corporate Finance issued the following no-action position yesterday: Items 1103(a)(9) and 1120 of Regulation AB require disclosure of whether an issuance or sale of any class of offered asset-backed securities is conditioned on the assignment of...

Full post as published by Securities Law Prof Blog on July 23, 2010 (boomark / email).

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