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Academic

: Securities Law Prof Blog

SEC Publishes Pay to Play Rule for Investment Advisers

By Securites Lawprof

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The SEC posted on its website thetext of the new rule under the Investment Advisers Act of 1940 that prohibits an investment adviser from providing advisory services for compensation to a government client for two years after the adviser or...

Full post as published by Securities Law Prof Blog on July 01, 2010 (boomark / email).

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