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Academic
: Securities Law Prof BlogSEC Adopts New Pay to Play" Restrictions for Investment Advisers
By Securites Lawprof
Full post as published by Securities Law Prof Blog on June 30, 2010 (boomark / email).
Foreign Investment and National Security Act of 2007
Strengthens examination requirements of the Committee on Foreign Investment in the United States
Florida, USA
alleging restrictions too tight on Medicaid recipients.
Suffocation Hazard Prompts Recall of Play Yards with Bassinets
Dorel Play Yards with Bassinets Recalled due to Suffocation Hazard
Stockbrokers and Financial Advisers
alleging careless mistakes or intentional fraud.
John Vermillion and Associates LLC et al.
allegedly misrepresented themselves as qualified financial advisers to sell living trusts and exploit senior citizens.
American Equity Investment Life
Settles Class Action
Taggies Sleepn' Play
16,000 Garments Recalled

Investors To Sue Madoff's Introducing Advisers
The Top 10 Current Compliance Issues For Investment Advisers
SEC Proposes Rule to Prohibit Pay-to-Play Practices
House scraps amendment to place B-D advisers under Finra - Investment News
SEC Proposes Plain English Narrative Disclosure by Investment Advisers to Investors









