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: Securities Law Prof Blog

FINRA Proposes Amendment to Motion to Dismiss Procedures

By Securites Lawprof

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FINRA Dispute Resolution is proposing to amend NASD Rules 12206 and 12504 of the Code of Arbitration Procedure for Customer Disputes (?Customer Code?) and NASD Rules 13206 and 13504 of the Code of Arbitration Procedure for Industry Disputes (?Industry Code?)...

Full post as published by Securities Law Prof Blog on March 17, 2008 (boomark / email).

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