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Corporate Governance
: The Race to the BottomCongress and the Regulation of Derivative Trading
By J Robert Brown Jr.
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For a clip on CNBC of my remarks about the regulation of derivatives in the financial reform act, particularly the benefits of requiring banks to use separate subsidiaries, go here.
Full post as published by The Race to the Bottom on June 23, 2010 (boomark / email).
Lawsuits and Settlements
Healthcare Payout
Merge to pay $250,000 upon settling derivative lawsuit.
Trading Fraud
Former stock trader to pay $55,000 in CFTC settlement.
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The (Re)regulation of Financial Derivatives
SEC and SROs Enter Insider Trading Surveillance Agreement







