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: Securities Law Prof Blog

SEC and SROs Enter Insider Trading Surveillance Agreement

By Securites Lawprof

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The SEC published for public comment an agreement among the securities self-regulatory organizations (SROs) that is designed to improve detection of insider trading across the equities markets by centralizing surveillance, investigation, and enforcement under NYSE Regulation, Inc. (NYSE Regulation) and...

Full post as published by Securities Law Prof Blog on August 13, 2008 (boomark / email).

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