Home -> Law Blog Directory -> Elder Law Blogs -> PA Elder, Estate & Fiduciary Law Blog
(866) 635-2689 for Personal Injury or (866) 635-9402 for Criminal Defense
Find a Local Lawyer
Divorce (866) 635-6190
Personal Injury (866) 635-2689
Criminal Defense (866) 635-9402
Elder Law
: PA Elder, Estate & Fiduciary Law BlogAre Investment Advisors & Broker-Dealers, Fiduciaries?
By Neil E. Hendershot, Esq.
Full post as published by PA Elder, Estate & Fiduciary Law Blog on January 10, 2008 (boomark / email).
Foreign Investment and National Security Act of 2007
Strengthens examination requirements of the Committee on Foreign Investment in the United States
Real Estate Brokers
Questions home sellers should ask potential brokers
Real Estate Brokers
The role brokersplay
Mutual Fund Losses
alleging financial advisors breached fiduciary duties by not looking out for investors best interests.
Wachovia
to Pay $39 Million in Proposed Settlement of Stock Broker Overtime Class Action
National Association of Realtors
Settlement reached in broker listing antitrust lawsuit, pending court approval.
American Equity Investment Life
Settles Class Action
Developer Investment
Raffaello Follieri agrees to $12 million joint venture settlement.
Rothschild Investment
$28,000 settlement reached in securities lawsuit.

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers
SEC Issues New "ComplianceAlert"
The SEC Moves to Exempt Foreign Broker Dealers From Some More Requirements
IS THE FOG SURROUNDING INVESTMENT PROFESSIONALS LIFTING
New CFP Standards Effective July 1







