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Estate Planning

: Wills, Trusts & Estates Prof Blog

SEC Custody Rule

By Trusts EstatesProf

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In response to Madoff?s scheme, the SEC adopted a new rule that took effect last Friday. Under this rule, if the SEC finds that an advisory firm has custody over client assets, that firm must pay for an annual audit....

Full post as published by Wills, Trusts & Estates Prof Blog on May 18, 2010 (boomark / email).

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