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: inside Sarbanes OxleyAmended Custody Rules and SAS 70s
On December 30, 2009, the Securities and Exchange Commission (SEC) finalized the
amendments to the custody requirements of Rule 206(4)-2 (the ?Rule?), under the
Investment Advisers Act of 1940. What do you need to do to prepare and comply
now that the Rule has gone into effect as of March 12, 2010?
See Deloitte's "March 12th Effective Date for Amended Custody Rule" for the three most common concerns facing organizations subject to the Rule.
Full post as published by inside Sarbanes Oxley on April 12, 2010 (boomark / email).
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