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: Securities Law Prof Blog

FINRA Settles ARS Charges with HSBC Securities (US) & US Bancorp Investments

By Securites Lawprof

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FINRA settled charges with two additional firms relating to the sale of auction rate securities (ARS) that became illiquid when auctions froze in February 2008 ? HSBC Securities (USA) and US Bancorp Investments, Inc. To date, FINRA has concluded ARS-related...

Full post as published by Securities Law Prof Blog on April 22, 2010 (boomark / email).

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