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Labor & Employment Law

: LaborProf Blog

Motions to Dismiss Severely Restricted in Securities Arbitration

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Yesterday's Wall Street Journal reports that the securities industry's self-regulator, the Financial Industry Regulatory Authority (Finra) has made it much more difficult for securities firms to obtain summary dismissals in disputes brought by investors. "Finra said it had received complaints...

Full post as published by LaborProf Blog on February 03, 2009 (boomark / email).

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