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: Securities Law Prof Blog

FINRA Proposes Expanded Disclosure in BrokerCheck

By Securites Lawprof

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FINRA has filed with the SEC a proposed rule change to amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) that will significantly expand the information released through BrokerCheck, both in terms of scope and time disclosed. In addition, the new rule...

Full post as published by Securities Law Prof Blog on April 19, 2010 (boomark / email).

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