ADVERTISEMENT



Google       

Home -> Law Blog Directory -> Academic Blogs -> Securities Law Prof Blog

OR PHONE (866) 635-1838 for Bankruptcy Help, (866) 635-6190 for Divorce,
(866) 635-2689 for Personal Injury or (866) 635-9402 for Criminal Defense

Find a Local Lawyer

Bankruptcy (866) 635-1838
Divorce (866) 635-6190
Personal Injury (866) 635-2689
Criminal Defense (866) 635-9402

Bookmark

Academic

: Securities Law Prof Blog

SEC Settles Charges Against Former Amex CEO for Regulatory Deficiencies

By Securites Lawprof

ADVERTISEMENTS
The SEC settled charges instituted against Salvatore F. Sodano, the former Chairman and CEO of the American Stock Exchange LLC. The Order finds that the Amex failed adequately to enforce certain order handling rules and to comply with its record...

Full post as published by Securities Law Prof Blog on February 22, 2010 (boomark / email).

Bloggers, promote your law blog by nominating your blog for inclusion in USLaw.com's Law Blog Directory and RSS Reader. Benefits described.
Lawsuits and Settlements

MasterCard
settles antitrust lawsuit with Amex for $1.8 billion

$100 Million in Dell Fraud Charges Settlement
Dell Settles Fraud Charges for $100 Million

AT&T International Roaming Charges, AT&T lawsuit
AT&T Faces International Roaming Charges Lawsuit

Third Party Mobile Content Charges Settlement
Third Party Mobile Content Charges Class Action Settlement

Goldman Sachs Faces Fraud Charges
Goldman Sachs Faces Fraud Charges

AT&T Faces Class Action over Excessive Data Usage Charges
AT&T Faces Class Action over Excessive Data Usage Charges

Related Searches

























































































































US Law
#1 Online Legal Resource













Your Blog Subscriptions
Subscribe to blogs

10,000+ Law Job Listings
Lawyer . Police . Paralegal . Etc
Earn a law-related degree
Are you the author of this blog? Adding USLaw.com to your Blogroll increases relevance. You qualify to display a USLaw Network badge.
Suggest changes to this blog's description or nominate another for inclusion. Register for updates.


Practice Area
Zip Code:

Contact a Lawyer Now!






0.0161 secs (new cache)