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: FinancialCounselRaymond James Ordered To Pay $12 Million In Raiding Case
By James Eccleston
In a case involving 20 advisers in 4 branch offices, a securities arbitration panel has ordered Raymond James Associates Inc. to pay $12.1 million to Wells Fargo Advisors LLC for alleged raiding. The award does not provide any detail of the case, but ordered $10,500,000 in compensatory damages, $1,500,000 in attorneys fees and costs. The offices were, at the time, Wachovia offices, and according to published reports, Wachovia Securities allegedly lost $5.3 million in production from the departures of these advisers.
Source: Financial Advisor magazine
Full post as published by FinancialCounsel on February 09, 2010 (boomark / email).
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