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: Securities Law Prof Blog

Schapiro Outlines SEC's Initiatives for Retail Investors

By Securites Lawprof

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In a major speech today, the SEC's Chair Schapiro reviews the agency's accomplishments of the past year and looks ahead to future actions. Among those she identified of particular interest to retail investors are: Point of Sale: Retail investors should...

Full post as published by Securities Law Prof Blog on February 05, 2010 (boomark / email).

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