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Legal News

: The BLT: The Blog of Legal Times

New Compliance Chief at SEC

By Jenna Greene

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Carlo di Florio has been named director of the Securities and Exchange Commission's Office of Compliance Inspections and Examinations. Previously a partner at PricewaterhouseCoopers in New York, di Florio will oversee the SEC's nationwide examination programs for investment advisers, broker-dealers,...

Full post as published by The BLT: The Blog of Legal Times on January 05, 2010 (boomark / email).

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