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: Securities Law Prof Blog

FINRA Proposes Change to Arbitration Rules Regarding Hearing Location

By Securites Lawprof

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The SEC noticed a proposed rule change (SR-FINRA-2009-073) submitted by FINRA related to the hearing location rules of the Codes of Arbitration Procedure for customer and industry disputes. Publication is expected in the Federal Register during the week of December...

Full post as published by Securities Law Prof Blog on December 28, 2009 (boomark / email).

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