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: Securities Law Prof Blog

SEC Settles Fraud Charges Against Texas Investment Adviser Who Used Football Players to Promote Offerings

By Securites Lawprof

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The SEC filed securities fraud charges against Kurt B. Barton, an Austin, Texas investment adviser, and two businesses he controls for operating a multi-million dollar scam that used former professional football players to promote its offerings. According to the SEC,...

Full post as published by Securities Law Prof Blog on December 22, 2009 (boomark / email).

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