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: Securities Law Prof Blog

SEC Adopts Safeguards to Protect Assets of Investment Adviser Clients

By Securites Lawprof

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The SEC today adopted rules designed to increase the protections for investors who turn their money and securities over to an investment adviser registered with the SEC. The new rules provide safeguards where there is a heightened potential for fraud...

Full post as published by Securities Law Prof Blog on December 16, 2009 (boomark / email).

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