ADVERTISEMENT



Google       

Home -> Law Blog Directory -> Academic Blogs -> Securities Law Prof Blog

OR PHONE (866) 635-1838 for Bankruptcy Help, (866) 635-6190 for Divorce,
(866) 635-2689 for Personal Injury or (866) 635-9402 for Criminal Defense

Find a Local Lawyer

Bankruptcy (866) 635-1838
Divorce (866) 635-6190
Personal Injury (866) 635-2689
Criminal Defense (866) 635-9402

Bookmark

Academic

: Securities Law Prof Blog

House Bill Allows Broker-Dealers to Switch Hats

By Securites Lawprof

ADVERTISEMENTS
Investment News reports on a provision buried in the financial reform legislation passed by the House last year that would allow broker-dealers to switch hats. The legislation would require the SEC to adopt rules that would establish a fiduciary duty...

Full post as published by Securities Law Prof Blog on December 15, 2009 (boomark / email).

Bloggers, promote your law blog by nominating your blog for inclusion in USLaw.com's Law Blog Directory and RSS Reader. Benefits described.
Related Law Articles

Transportation Equity Act for the 21st Century
TEA-21 - Plus Law 105-178

Real Estate Brokers
Questions home sellers should ask potential brokers

Real Estate Brokers
The role brokersplay

Federal Transportation Equity Act of 2005
Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users

House Closing
Sealing a home sale

Lawsuits and Settlements

School House Abuse
Selwyn House School agrees to $5 million teacher molestation settlement.

Phone Bill Reduction
Qwest agrees to $16 million settlement in overcharging lawsuit.

Massive Cadillac Recall
Defective Airbag Switch at Fault

Wachovia
to Pay $39 Million in Proposed Settlement of Stock Broker Overtime Class Action

National Association of Realtors
Settlement reached in broker listing antitrust lawsuit, pending court approval.

Nestle USA
Recalls Toll House Refrigerated Cookie Dough Products

Related Searches

























































































































US Law
#1 Online Legal Resource













Your Blog Subscriptions
Subscribe to blogs

10,000+ Law Job Listings
Lawyer . Police . Paralegal . Etc
Earn a law-related degree
Are you the author of this blog? Adding USLaw.com to your Blogroll increases relevance. You qualify to display a USLaw Network badge.
Suggest changes to this blog's description or nominate another for inclusion. Register for updates.


Practice Area
Zip Code:

Contact a Lawyer Now!






0.0127 secs (new cache)