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: Securities Law Prof Blog

SEC's Inspector General Makes Recommendations on Inspection of Investment Advisers

By Securites Lawprof

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The SEC's Office of Inspector General released its final report on its investigation into why the SEC did not discover Madoff's Ponzi scheme, even after his investment advisory business registered with the SEC. The Review of the Commission?s Processes for...

Full post as published by Securities Law Prof Blog on November 23, 2009 (boomark / email).

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