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: Securities Law Prof Blog

Former Officers of Marshall Holdings Settle SEC Charges of Improper Form S-8 Registration

By Securites Lawprof

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On September 4, 2009 the United States District Court for the Central District of California entered Final Judgments by consent against defendants Richard A. Bailey and Florian R. Ternes, residents of Las Vegas, Nevada and former officers and directors of...

Full post as published by Securities Law Prof Blog on September 10, 2009 (boomark / email).

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