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: Securities Law Prof Blog

Statements from SEC-CFTC Meeting on Regulation Harmonization

By Securites Lawprof

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Here are the Opening Remarks before the SEC-CFTC Joint Meetings on Regulation Harmonization by SEC Chairman Mary L. Schapiro, held on September 2, 2009. Stephen Luparello, FINRA Vice Chairman, also made a Statement Before the SEC/CFTC Joint Meeting on Harmonization...

Full post as published by Securities Law Prof Blog on September 02, 2009 (boomark / email).

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