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Academic

: Conglomerate

Why Does the Supreme Court Use Legislative History?

By Gordon Smith, Christine, Hurt, Vic Fleischer, Fred Tung, Lisa Fairfax, David Zaring

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David Law and I have been wondering why and how the Supreme Court uses legislative history to decide cases ever since Environmental Defense v. Duke Energy, which depended on it (I submitted a brief on behalf of a number of congressmen who wrote the 1979 amendments to the Clean Air Act in that case).  We've crunched the data from 1953 to the present, read the opinions, and considered what it tells us about the Court, and the statutes it has been interpreting.  Our paper is available here, and here is the abstract:

Much of the social science literature on judicial behavior has focused on the impact of ideology on how judges vote. Legal scholars, however, have been slow to embrace empirical scholarship that fails to emphasize the impact of legal constraints and the means by which judges reason their way to particular outcomes. This paper attempts to integrate and address the concerns of both audiences by way of an empirical examination of the Supreme Court?s use of a particular interpretive technique ? namely, the use of legislative history to determine the purpose and meaning of a statute. We analyzed every opinion in every Supreme Court statutory interpretation case from 1953 through 2006 that involved a frequently interpreted federal statute. The statutes in question varied in their formal legal characteristics, such as age, length, complexity, obscurity, and the extent to which they had been amended. We used logit regression analysis to evaluate the impact of these variables, as well as the ideological characteristics of the justices and their opinions, on the likelihood that a justice would cite legislative history in a given opinion.

We find overall that the use of legislative history is driven by a combination of legal and ideological considerations. On the whole, the legal variables have a significantly larger impact on the likelihood of legislative history usage than the ideological variables, but the impact of the ideological variables cannot be dismissed. The complexity of a statute increases the likelihood of legislative history usage, whereas frequently amended statutes are less prone to receive such treatment. The age of the statute also matters, but its effect is neither linear nor monotonic: very new and very old statutes are less likely to elicit legislative history usage than statutes of intermediate age. The evidence also suggests that the use of legislative history by one justice prompts other justices to respond in kind with legislative history arguments of their own. With respect to the impact of ideological factors, liberal justices are generally more likely than conservative justices to cite legislative history. As a result, the rightward shift in the ideological composition of the Court has largely coincided with a decline in the overall use of legislative history since the mid-1980s.

We found no support, however, for the proposition that justices use legislative history instrumentally in order to reach their ideologically preferred outcomes: legislative history usage does not affect the likelihood that a justice will arrive at his or her preferred outcome. Moreover, contrary to what some scholars have suggested, we also found no evidence that Justice Scalia has persuaded other justices to refrain from citing legislative history in their own opinions.

Full post as published by Conglomerate on August 19, 2009 (boomark / email).

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