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: Securities Law Prof Blog

Morgan Stanley Settles SEC Charges Involving Recommendations about Money Managers

By Securites Lawprof

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The SEC and Morgan Stanley settled charges that the firm and one of its former investment adviser representatives misled clients about the money managers being recommended to them and failing to disclose conflicts of interest. According to the SEC?s orders...

Full post as published by Securities Law Prof Blog on July 20, 2009 (boomark / email).

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