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Corporate & Securities Law

: Representing Investors

Morgan Stanley Must Pay $7.2 Million to Resolve FINRA Charges Of Early Retirement Scam

By Keith Griffin

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Dozens of retirees from Xerox Corp. and Eastman Kodak will soon share in a welcome pay-out after the Financial Industry Regulatory Authority (FINRA) ruled investment firm Morgan Stanley must pay $7.2 million to settle charges that two of its brokers wrongly persuaded 90 Rochester, New York, employees to take early retirement. Ultimately, the false promises [...]

Full post as published by Representing Investors on March 30, 2009 (boomark / email).

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