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Academic

: Securities Law Prof Blog

SEC Charges Seattle Attorney with Pump & Dump Scheme for MitoPharm Stock

By Securites Lawprof

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The SEC charged Seattle-based securities lawyer David Otto and several others with conducting a fraudulent ?pump-and-dump? scheme in which they secretly unloaded more than $1 million in penny stock of a company touting non-existent anti-aging products. The SEC alleges that...

Full post as published by Securities Law Prof Blog on July 13, 2009 (boomark / email).

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