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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

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Virginia Adopts Securities Rule ChangesRule revisions were adopted by the Virginia Division of Securities and Retail Franchising, effective July 1, 2009. One amendment eliminates the Form U-2 filing requirement for Rule 505 and 506 offerings but mandates issuers to submit as their notice to the Division the same Form D filed with the SEC. Other changes adopt NASAA's Model Custody Rule 102(e)(1)-1 and the NASAA policy statement on corporate securities definitions, require additional information o read more

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Full post as published by Jim Hamilton's World of Securities Regulation on July 09, 2009 (boomark / email).

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