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: Securities Law Prof Blog

SEC Charges Former Employee of Investor Relations Firm with Insider Trading

By Securites Lawprof

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The SEC charged Zachary Bryant, a former account executive at the Los Angeles office of Lippert Heilshorn & Associates, Inc., an investor relations firm, for repeatedly misappropriating confidential information from firm clients and tipping his current employer and former colleague,...

Full post as published by Securities Law Prof Blog on June 05, 2009 (boomark / email).

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