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: Securities Law Prof Blog

SEC Considers Proposal for Independent Custodian of Client Assets

By Securites Lawprof

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The SEC held an open meeting on May 14, 2009 to consider a recommendation from the Division of Investment Management that the Commission propose rules to strengthen the custody controls that apply to investment advisers. The proposal is in response...

Full post as published by Securities Law Prof Blog on May 14, 2009 (boomark / email).

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